Join Our Team as an Associate in Regulatory Reporting Data Analytics at Fidelity Investments

Job Description:

At Fidelity Investments, we're looking for a dedicated Associate of Data Analytics to enhance our Regulatory Reporting team within Fidelity Capital Markets. This pivotal role supports our broker dealers and a range of client channels by handling essential trade and customer account data. The associate will play a crucial role in ensuring compliance with regulatory standards mandated by FINRA, SEC, and other industry regulators.

Key Responsibilities:

As an Associate of Data Analytics, your core responsibilities will include:

• Assisting in the regulatory reporting process and ensuring accurate data management.
• Providing data analysis support for various use cases, including inquiries from institutional clients and external regulators, and strategic initiatives to enhance internal reporting efficiencies.
• Collaborating closely with diverse business units, focusing on high-scrutiny asset classes.
• Performing in-depth analysis of trading, customer identification, and account data to support daily operations.
• Identifying and addressing data anomalies and gaps, collaborating with product and operational teams to devise effective solutions.
• Conducting and designing acceptance tests to maintain the highest data quality in our systems and applications.

What You Bring to the Role:

The ideal candidate will possess:

• Strong proficiency in SQL, Oracle databases, and Excel, coupled with expertise in other data visualization tools.
• A solid foundation in data science and highly developed analytical skills to handle large data sets.
• Prior experience with trade and/or customer account data, or familiarity with regulatory trade reporting (e.g., TRACE, MSRS, ACT, EBS, CAT, Rule 605/606), though not mandatory.
• Certifications such as Series 7, 63, or 24 are advantageous but not required.

Our Team:

The Regulatory Reporting group is an integral part of Fidelity’s Capital Markets division, responsible for the submission of detailed trade and customer data to various regulators. Our team works closely with Trading, Technology, Customer Support, and Compliance/Legal departments to ensure Fidelity meets all regulatory obligations effectively, safeguarding the firm from potential disciplinary actions or fines.

Work Model:

Fidelity is committed to a hybrid work model that optimizes both remote and in-person engagements based on business and employee needs. For this position, starting September 2024, it will be required to work onsite for two full weeks each four-week period.

Application:

If you are passionate about data analytics, regulatory compliance, and proactive problem-solving within the financial sector, apply today to become an Associate in Regulatory Reporting Data Analytics at Fidelity Investments, where your efforts will drive compliance and innovation in equal measure.