Data and Technology Risk Principal Associate, Sarbanes Oxley (SOX) Advisory Team at Capital One

Location: West Creek 3 (12073), United States of America, Richmond, Virginia

Company Overview

Capital One, a leading diversified bank, features in the top 10 banks of the nation as per Fortune 500. We offer a comprehensive range of financial products and services to consumers, small businesses, and commercial clients. At Capital One, we foster a collaborative workplace where varied ideas and backgrounds converge to create innovative financial solutions.

Job Description

We are excited to announce an opening for a Data and Technology Risk Principal Associate on our Sarbanes Oxley (SOX) Advisory Team. This role is pivotal in offering expert advice and overseeing risk management protocols relating to data integrity and technological controls across the enterprise. This position interfaces closely with internal stakeholders to enhance our financial reporting and risk management framework, especially as we integrate new cloud technologies.

Key Responsibilities:

• Guide stakeholders through risk management processes including scoping, assessment, and control testing.
• Advise on emerging data and technology risks, recommending steps for effective mitigation.
• Evaluate the implications of technology transformations on controls and compliance.
• Conduct detailed analyses and prepare reports on control performance metrics and compliance.
• Support stakeholder communications concerning audits, control gaps, and remediation strategies.

Basic Qualifications:

• Bachelor’s Degree or equivalent military experience.
• A minimum of 3 years experience in technology focusing on Internal Controls, Data Risk Management, Risk Management, or Audit.

Preferred Qualifications:

• Over 4 years in Auditing and Control Evaluation.
• Professional certifications such as CIA, CISA, AWS Certified Cloud Practitioner, or Solutions Architect.

Additional Information

Capital One is committed to diversity and inclusion in the workplace. We offer equal employment opportunities to all applicants without regard to race, color, religion, sex, national origin, age, disability, or genetics. Benefits and eligibility may vary based on job status, and include health and financial benefits that support your total well-being.

Interested candidates are encouraged to apply within 5 business days. Capital One promotes a drug-free workplace and will consider qualified applicants with criminal histories in a manner consistent with applicable laws.

If you require accommodations, please contact Capital One Recruiting at [email protected]. For other inquiries, send an email to [email protected].

Apply Now

Join us at Capital One where you can impact the future of banking with your expertise in data and technology risk management. Explore this opportunity to enhance your career and make a difference!